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Second Annual
Conference
Best Execution
How to Measure It -- How to
Achieve It
January 24, 2006
Bayards, New York City
(Map)
Preliminary Agenda
8:30 Breakfast with Exhibitors
9:00
Chairperson’s
Opening Remarks
Jim Hennessy,
Principal Consultant
Capco
9:15
Opening
Roundtable: What Does Best Execution
Mean
Today? How Does It Impact Various Parties
to the
Trade?
Moderator:
Lloyd Altman,
Senior Vice President, Consulting
Random Walk Consulting
Panelists:
Jarrod Yuster,
Managing Director, Head of Automated
Trading
Merrill Lynch
Frank Murphy, Vice President
A.G. Edwards & Sons, Inc.
Guy Cirillo, AES Global Channel Manager
Credit Suisse First Boston
Jim Cangiano, President
Wildcat Consulting Inc.
Former Senior Vice President of Market Regulation, NASD
10:00
Achieving Best
Execution: A Practical Guide
Moderator:
Murray Finebaum,
President & CEO
FutureTrade
Panelists:
Thorsten Schmidt,
CFA, First Vice
President, Algorithmic Trading
Instinet
Wayne Wagner,
Chairman
Plexus Group
John Wightkin,
President
QSG
10:45 Refreshment Break with Exhibitors
11:15
Impact of
New Soft Dollar Regulations on Buy-Side,
Sell
Side and Vendor firms
Lee Pickard,
Partner,
Pickard & Djinis LLP
Former Director of the Division of Market Regulation, SEC
Jon Giblin, Senior Vice President, Liquid Markets - Execution
Services
Lehman Brothers
Stephen Schardin, Managing Director & President
Charles River Brokerage LLC
11:45
Applying Technology to Achieve Best
Execution
Moderator:
Denise Valentine,
Analyst
Celent
Panelists:
Marie Giangrande,
Vice President
Strategic Alliances,
Enterprise Information Solutions
Reuters
Peter Tannenbaum,
Global Execution Strategy
JPMorgan Securities
Mark Wright,
Managing Director, Direct Access and Consulting Services
ITG
Alan Mangelsdorf,
Director
Mantas, Inc.
12:30 Luncheon with Exhibitors
1:30
Chief
Compliance Officer
Roundtable:
Compliance
with
New and Existing SEC Guidelines
Moderator:
Diane Ambler,
Partner
Kirkpatrick & Lockhart
Panelists:
George Travers,
Director of Compliance
Golden Tree Asset Management
Richard Biegen,
Director of Global Compliance
AIG Global Investment Group
Jeffrey B. Cobb, Esq.,
Partner
Cobb & Eisenberg LLC
2:15
The Internal Market and Best execution:
Best Interest of
the
Customer or Inherently Conflicted?
Moderator:
Adam Honore,
Research Director, Securities & Investments
Aite Group
Panelists:
Adrian Begley, Executive Vice President
Royalblue
George Hessler,
Senior Vice President
Lava Trading
Ralston Roberts,
Senior Vice President
SunGard BRASS
Tony Hallinger,
Director
Pershing LLC
3:15
Refreshment Break with Exhibitors
3:30
Transaction
Cost Analysis: Measuring the Total
Cost of
Trading
Moderator:
Michael P. Keady,
Senior Managing Director
Fiduciary Investing Practices
Panelists:
James Bryson, Senior Managing director
Elkins/McSherry
Roberto Malamut, Vice President
JP Morgan
Peter Weiler, Senior Vice President
Abel/Noser Corp.
4:00
Impact of Electronic Trading
and Advanced Execution
Strategies Such as Algo Trading and DMA on
Best
Execution
Matthew Celebuski,
Sr.
Managing Director
Bear Stearns
4:30
Conference Adjourns |
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