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Third Annual
Email and IM Compliance Workshop
September 26, 2006
Bayards, New York City
(Map)
Preliminary Agenda
8:30 Breakfast with Exhibitors
9:00
Chairperson’s
Opening Remarks: Evolution of
E-mail and Instant Messaging
Furqan Nazeeri,
Chief Executive Officer
IMTRADER
9:15
Opening Roundtable
What are the SEC Regulations And How Are They
Being
Enforced?
Moderator:
Richard Gibbons,
Senior Financial
Services Advisor
QUMAS
Panelists:
Stephen C. Chan,
Director of Business Development
ZipLip, Inc.
Ryan Gaylor,
Director of Industry Solutions
Parlano
Deborah Johnson,
Vice President,
Discovery & Litigation Solutions
Orchestria
10:00
Achieving Compliance in E-mail Archiving and
Correspondence Review
Bob Hussey,
Managing Director
Sector Inc.
Stewart Noyce
EMC Software Messaging Group
10:45 Refreshment Break with Exhibitors
11:15
Archiving and Retrieval: Overcoming Technical
Barriers to Compliance
Moderator:
Mark J. Astarita, Esq.,
Managing Member
Beam & Astarita, LLC
Panelists:
Michael Levy,
Chief Counsel
NASD
Chris Grandi,
Managing Director
Eze Castle Integration
11:45
Case Study
Eran Barak,
Global Head of Marketing
Reuters
12:15
IM Compliance: Upping the Ante in an Already
Uncertain Environment
Furqan Nazeeri,
Chief Executive Officer
IMTRADER
Bob Hussey,
Managing Director
Sector Inc.
Stewart Noyce,
Senior Manager
EMC Software Messaging Group
1:00 Luncheon with Exhibitors
2:00
Electronic
Discovery: What are the Solutions?
Moderator:
Eric Lundgren,
Vice
President
CA, Inc.
Panelists:
Peter Pepiton II,
Esq.,
Discovery Product Manager
CA, Inc.
Deborah Johnson,
Vice President,
Discovery & Litigation Solutions
Orchestria
2:45
Real-Time Group Communications and Ethical
Walls:
How to manage operational risk
Ryan Gaylor,
Product Manager
Parlano
3:15 Refreshment Break
with Exhibitors
3:30 Bolstering
Security & Consumer Confidence in the
Wake of
Fraud, Phishing and Other Online Threats
Joram Borenstein,
Product Marketing Manager, RSA
Consumer Solutions
RSA, The Security Division of EMC
4:00
Compliance vs. Privacy: A Practical Guide
Thomas Bookwalter,
President
FMDC
4:30
Conference Adjourns
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Last Year's
Delegates
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A.G Bisset & Co., Inc.
AIG Group
Baku Capital Mgmt
Bridgewater Associates
CCH Wall Street
CIT Finance
CS First Boston
Citigroup
Cobb & Eisenberg LLC
Communicator Inc.
Cutter Associates, Inc.
Deutsche Bank
Electronic Markets Week
EMC Software Messaging Group
Ernst & Young
Eze Castle Integration
FMW Capital
First Citizens Bank
FMW Capital
Goldman Sachs
Goldman Sachs Asset Managment
Guardian Insurance
Harborside Plus
IMLogic
Income Research & Management
Iron Mountain
Israel Discount Bank
Jefferies & Company
Kirpatrick & Lockhart
Lava Trading
Lord, Abbett & Co. LLC
Merrill Lynch
Merrill Lynch Asset Management
Merrill Lynch Global Private Client Tech
National Bank of Canada
National Futures Association
New York Life
New York Stock Exch.
Old Mutual (US) Trust
Omgeo
Orchestria
Parlano
Public Financial Mgmt
R.G. Niederhoffer
Reuters
Richard Fleischman & Associates
SAC Capital Advisors
Sandler O'Neill & Partners LP
Sandpiper
Sector, Inc.
Securities Industry Association
StoneRidge Investment Partners
SunGard BRASS
Options Clearing Corporation
Thomson Venture Economics
UBS
URDANG
W. H. Reaves & Co
Wachovia Securities
Wellington Management
WestLB Securities Inc.
Wright Inverstors' Service
ZipLip, Inc. |
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