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Fourth Annual
Email and IM Compliance Workshop
Managing and Supervising
Electronic Communications
October 4, 2007
Bayards, New York City
(Map)
Agenda
8:30 Breakfast with Exhibitors
9:00
Co-Chairpersons'
Opening Remarks
Evolution of
Electronic Communications from E-mail to
Instant Messaging
and Beyond
Deborah
Johnson,
Vice President,
Discovery & Litigation Solutions
Orchestria
David Cohen, Senior Vice President, Global Solutions
Orchestria
9:15
Opening Roundtable
What are the Proposed NYSE/Nasdaq Guidelines And
How
Will They Differ from Current SEC Regulations?
David M. Sobel, Esq., Executive Vice President
Abel/Noser Corp.
Dianne M.
Sulzbach,
Associate
Morgan, Lewis & Bockius LLP
10:00
Achieving Compliance in E-mail Archiving and
Correspondence Review
Arthur Riel,
Chief Technology Officer
Lighthouse Global Technologies
10:45 Refreshment Break with Exhibitors
11:15
Archiving and Retrieval: Overcoming Technical
Barriers to Compliance
Stephen Marsh,
Chief Executive Officer
Smarsh, Inc.
Mark Kenney, Archiving Project Manager
Eze Castle Integration
11:45
Monitoring Third-Party Communication
Systems
for
Compliance
12:15
IM Compliance: Upping the Ante in an Already
Uncertain Environment
Moderator:
Thomas Bookwalter, CEO
FMDC
Panelists:
Steven A. Yadegari,
General Counsel, Chief Legal Officer
Cramer Rosenthal McGlynn, LLC
Margaret R. A. Paradis, Partner
Baker
& McKenzie LLP
Dianne M.
Sulzbach,
Associate
Morgan, Lewis & Bockius LLP
1:00 Luncheon with Exhibitors
2:00
Electronic
Discovery: What are the Solutions?
Moderator:
Thomas Bookwalter, CEO
FMDC
Panelists:
Deborah
Johnson,
Vice President,
Discovery & Litigation Solutions
Orchestria
Edward J. Daciuk,
Vice
President, Product
Pivot Inc.
2:45
Real-Time Group Communications and Ethical
Walls:
How to manage operational risk
Richard Marshall,
Partner
Ropes & Gray
Jasmit Singh, Head of Project Management
Reuters Communication Services
3:30 Refreshment Break
with Exhibitors
3:45 Emerging Technologies: Updating Policies and procedures
for
Supervision of Blogs, Podcasting and other
Web 2.0
Innovations
Martin Schwimmer,
Of Counsel
Moses & Singer LLP
4:15
Conference Adjourns
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Last Year's
Delegates
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A.G Bisset & Co., Inc.
AIG Group
Baku Capital Mgmt
Bridgewater Associates
CCH Wall Street
CIT Finance
CS First Boston
Citigroup
Cobb & Eisenberg LLC
Communicator Inc.
Cutter Associates, Inc.
Deutsche Bank
Electronic Markets Week
EMC Software Messaging Group
Ernst & Young
Eze Castle Integration
FMW Capital
First Citizens Bank
FMW Capital
Goldman Sachs
Goldman Sachs Asset Managment
Guardian Insurance
Harborside Plus
IMLogic
Income Research & Management
Iron Mountain
Israel Discount Bank
Jefferies & Company
Kirpatrick & Lockhart
Lava Trading
Lord, Abbett & Co. LLC
Merrill Lynch
Merrill Lynch Asset Management
Merrill Lynch Global Private Client Tech
National Bank of Canada
National Futures Association
New York Life
New York Stock Exch.
Old Mutual (US) Trust
Omgeo
Orchestria
Parlano
Public Financial Mgmt
R.G. Niederhoffer
Reuters
Richard Fleischman & Associates
SAC Capital Advisors
Sandler O'Neill & Partners LP
Sandpiper
Sector, Inc.
Securities Industry Association
StoneRidge Investment Partners
SunGard BRASS
Options Clearing Corporation
Thomson Venture Economics
UBS
URDANG
W. H. Reaves & Co
Wachovia Securities
Wellington Management
WestLB Securities Inc.
Wright Inverstors' Service
ZipLip, Inc. |
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