Agenda
8:30 Breakfast with Exhibitors
9:00
Chairperson’s
Opening Remarks
Prof. Bernard Donefer,
Associate Director
Subotnick Financial Services Center
Baruch College, CUNY
9:15
Opening Roundtable: How to Balance Reg NMS
Requirements with the Quest for
Liquidity
Moderator:
Lloyd Altman,
Senior Executive
Accenture
Panelists:
Guy Cirillo,
AES Manager of Global Strategic Partners
Credit Suisse
Joseph
Wald,
Managing Director
Knight Equity Markets, L.P.
Diane E.
Ambler,
Partner
Kirkpatrick & Lockhart Preston Gates Ellis LLP
10:00
Taking Advantage of Market Fragmentation and
Exchange Consolidation
Stephen L. Schardin,
Managing Director - President
Charles River Brokerage, LLC
Beau Alexander,
Product Manager
SunGard BRASS
10:30 Refreshment Break with Exhibitors
10:45
Optimizing Dark Pool Liquidity: A
Practical Guide
Moderator:
Joe Rosen,
President,
RKA Inc.
Former Managing Director, Trading Technology, NYSE
Panelists:
Kyle Zasky,
Managing Director
Knight Equity Markets, L.P.
J. Mark Enriquez,
Managing Partner
Pulse Trading, Inc.
Harish Devarajan,
Managing Director
Deep Value
David Weisberger,
Managing Director
Lava Technology, Citi
Brian Gallagher,
Executive
Director, Electronic Trading
Morgan Stanley
11:45
Applying New Technologies to Achieve Best
Execution
Robert Kissell,
Head of Quantitative Trading Strategy
JP Morgan Chase
12:30 Luncheon with Exhibitors
1:30
Compliance with
New and Existing SEC Guidelines on Soft
Dollars
and Commission Arrangements (CCAs
and CSAs)
Moderator:
Kevin Petrello,
SVP - US Head of Commission Management
Lehman Brothers
Panelists:
George Travers,
Chief Compliance Officer
Golden Tree Asset Management
Robert Boylan,
Vice President
Credit Suisse
2:30
Transaction
Cost Analysis: Measuring the Total
Cost of
Trading
Moderator:
Bill Conlin,
Chief Operating Officer
Abel/Noser Corp.
Panelists:
Robert Kissell,
Head of Quantitative Trading Strategy
JP Morgan Chase
Stephen A. Berkowitz,
President
The Berkowitz Group, Incorporated
3:15
Refreshment Break with Exhibitors
3:30
Best
Execution for Options and Other Non-Equity
Instruments
Moderator:
Abraham
Kohen,
Director of Quantitative Strategies
FlexTrade Systems, Inc.
Panelists:
Curtis Pfeiffer,
Principal
Banc of America Securities LLC, Electronic Trading Services
Eric Karpman,
Co-Chair, FIX Protocol Technical Committee
Member, Executive Advisory Committee, DataArt
John Barun,
President and CEO
Capital Markets Consulting
4:15
Evaluating Algo
Strategies: Buy vs. Build
John Barun,
President and CEO
Capital Markets Consulting
4:45
Conference Adjourns
