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E-mail and Instant Messaging Compliance
in the Financial Services Industry

June 14, 2005
Bayards, New York City (Map)

   

8:30      Breakfast with Exhibitors

9:00      Chairperson’s Opening Remarks: Evolution of
             E-mail and Instant Messaging
              Jon Sakoda, Vice President
              IMLogic

9:15      Opening Roundtable: What are the SEC Regulations?
               Stephen C. Chan, Vice President
               ZipLip, Inc.
               Rebecca O'Brien, Associate
               Kirkpatrick & Lockhart Nicholson Graham LLP
               Scott Lichtman, Product Marketing
               Communicator

10:00    Achieving Compliance in E-mail Archiving and
             Correspondence Review
               Adlai Carrasco, Managing Director
               Sector, Inc., a SIAC Company
               Rebecca O'Brien, Associate
               Kirkpatrick & Lockhart Nicholson Graham LLP
               Scott Litchman, Product Marketing
               Communicator

10:45    Refreshment Break with Exhibitors

11:15    Archiving and Retrieval: Overcoming Technical
             Barriers to Compliance
              Jim Cuff, Vice President Engineering and Operations
              Iron Mountain
              Richard Fleischman, President
              Richard Fleischman & Associates

11:45    Case Study: Building an Effective System
             for Chat Room Compliance
               David Zaret
               Reuters

12:15    Electronic Discovery: What are the Solutions?
             David Cohen, Director of Solutions
             Orchestria

1:00      Workshop Adjourns