Financial Markets World

Preliminary Agenda

8:30  Registration and Breakfast

9:00  CHAIRPERSON'S OPENING REMARKS

  MARGARET R.A. PARADIS, Partner, Morris, Manning & Martin LLP

9:15  KEYNOTE ADDRESS

         LARRY E. THOMPSON, General Counsel, Depository Trust & Clearing
              Corporation

9:45 REGULATORY UPDATE: ARE WE THERE YET? WHAT'S LEFT TO BE DONE AND
           WHO'S DOING WHAT?

         MARGARET R.A. PARADIS, Partner, Morris, Manning & Martin LLP (Moderator)

         ROBERT S. STEIGERWALD, Senior Policy Advisor, Federal Reserve
             Bank of Chicago

         PAULA BOSCO, Chief Compliance Officer, New Mountain Capital

         GARY DeWAAL, Sr. Managing Director & General Counsel, Newedge

 10:30 Refreshment Break

10:45 MANDATORY CLEARING OF OTC DERIVATIVES

         --Reporting Requirements

         --Managing Adequate Capital

         --Avoiding Systemic Risk

         JOEL S. TELPNER, Partner, Jones Day (Moderator)

         MARTIN S. LAX, CPA, Partner, McGladrey & Pullen, LLP

         CATHERINE ECKHOUSE, Vice President, LCH Clearnet

         CORRY BAZLEY, Director, ICE TRust

11:30 DISSECTING TITLE VII: THE NEW SWAP RULES

         --Preserving Liquidity in the Swap Market

         --Clearing Agreements and Block Size

         --Phasing-in of Rulemaking

         --Over-Regulation?

          CHRIS FERRERI, Managing Director, ICAP (Moderator)

          JON WILLIAMS, Head of US Markets, Tradeweb

          MICHAEL GILL, Senior Policy Advisor, Crowell & Moring, LLP

          ANDREW McGUIRE, Director, OTC Clearing, RBS

12:15 SEFs: THE NEW KID IN TOWN

          --Benefits and Challenges of the New Swap Execution Facilities (SEFs)

          --How Will the SEFs Affect Derivatives Trading?

          JAMES CAWLEY, Chief Operating Officer, Javelin Capital Markets (Moderator)

          ED DASSO, Market Regulation, National Futures Association

          JAMES N.B. RUCKER, Chief Credit and Risk Officer, MarketAxess

12:45 Conference Concludes