Financial Markets World

Preliminary Agenda

8:30  Registration and Breakfast

9:00  CHAIRPERSON'S OPENING REMARKS

  MARGARET R.A. PARADIS, Partner, Baker & McKenzie

9:15  KEYNOTE ADDRESS: UNDERSTANDING THE KEY POINTS OF THE DODD-FRANK
           ACT AND SUBSEQUENT REGULATORY ACTIONS

         JOEL S. TELPNER, Partner, Jones Day

9:45 WHAT ARE THE RAMIFICATIONS OF DODD-FRANK AND HOW DO
          THEY AFFECT KEY AREAS: DERIVATIVES, ASSET-BACKED
          SECURITIES, COMMODITIES, FOREX?

         DAN RYAN, Partner, PriceWaterhouseCoopers LLP (Moderator)

         LARRY E. THOMPSON, General Counsel, Depository Trust & Clearing Corp.

         SAL (KISLAY) SHAH, CPA, Partner, Financial Services Group,
              McGladrey & Pullen, LLP

         MATTHEW K. KERFOOT, Counsel, Dechert LLP

10:30 Refreshment Break

10:45 REGULTORY PANEL I: CFTC ENFORCEMENT ON THE RISE:
           WHAT ARE THE CURRENT ACTIONS AND LIKELY DODD-FRANK
           RAMIFICATIONS ON:
                     --Hedge Funds
                     --Commodities
                     --Forex Market

         MARGARET R.A. PARADIS, Partner, Baker & McKenzie (Moderator)

         LELON WINSTEAD, Principal, VP Commercial Trading, The Structure Group

         BARRY R. GOLDSMITH, Co-Chair, Securities Enforcement Practice Group,
             Gibson, Dunn & Crutcher LLP

         MARTIN S. LAX, CPA, Partner, McGladrey & Pullen, LLP

11:30 REGULATORY PANEL II: NFA/FINRA/FinCen GUIDANCE
                     --Social Media
                     --Anti-Money Laundering
                     --Annual Review
                     --FOHF Issues

          DIANNE MATTIOLI, Chief Compliance Officer, EIM Management USA, Inc.

          DANIEL A. DRISCOLL, EVP & Chief Compliance Officer,
              National Futures Association

12:15 ALIGNING PAY & PERFORMANCE: FROM PROXY OBJECTIVE TO
              DODD-FRANK MANDATE

         ROBIN A. FERRACONE, Executive Chair, Farient Advisors, LLC

12:45 Conference Concludes