Global Securities Trading, Settlement & Custody
January 18, 2012
Registration Fee: US$895.00 Register Location Instructor
Many classes sell out; we suggest registering at least one week in advance to ensure your seat.
Beginner/Intermediate Level, 7 CPE Credits
Instructor: Jerry O'Connell
Hours: 9:00 am - 4:30 pm; Registration/Breakfast begins at 8:30 am
Location: New York City, Bayard's, One Hanover Square
This one day class examines the critical issues confronting firms that are investing in global markets. The focus of this interactive program will be on the products, trading and settlement practices found in pre-emerging, emerging and mature markets. The class begins with a brief review of significant events, across global markets, reflecting a history of change based upon investor demand, regulatory and technology drivers.
There will be facilitated discussion throughout the day to explore the challenges and trends facing the industry. At the conclusion of this class participants will have a solid foundation of market practices as well as a keen awareness of emerging trends impacting investors, sell-side and market infrastructure organizations.
A prerequisite is a solid foundation in US domestic products, trading, clearance and settlement practices.
COURSE OUTLINE
Significant Events
Products; Characteristics & Features
--Fixed Income
--Equity
--Derivatives
Participants
--Investors
--Sell-side
--Industry Service Organizations
Markets
--Regulated exchanges
--Fixed Income markets
--Emerging electronic platforms
Order Processing/Execution
--Order receipt
--Validation & Routing
--Execution
Middle Office
--Firm inventory
--Allocation
--Trade entry
--Confirmation/Affirmation
Clearance & Settlement
--Trade Matching
--Clearance
--Settlement Environments
--Central Securities Depositories
Custody
--Providers
--Custodial network
--Services: Basic & Custom
Foreign Exchange
--Trade through Settlement
Trends
--Cross border competition
--Global Regulations
--Central Counterparty
--Central versus International Securities Depositories