Financial Markets World

Preliminary Agenda

  8:30  Registration and Breakfast

  9:00  CHAIRPERSON'S OPENING REMARKS

           JAMES T. LEMAN, Managing Director, Westwater Corp.

  9:15  DEVELOPMENTS IN THE GLOBAL SECURITIES INFRASTRUCTURE

           JAMES T. LEMAN, Managing Director, Westwater Corp. (Moderator)

           LISA ARGENTO, Vice President, DTCC

           JANET McGRATH, Director & Head of NY Office, Euroclear Bank

           ANDREW I. RAND, Senior Vice President, Brown Brothers Harriman & Co.

10:15  GLOBAL REGULATORY CHANGES AND THEIR IMPACT ON GLOBAL
            OPERATIONS

          MARGARET PARADIS, Partner, Morris, Manning & Martin, LLP (Moderator)

          NILEEMA PARGAONKER, Director, FINRA

          DIANNE MATTIOLI, Chief Compliance Officer, EIM Management USA Inc.

          SUSAN C. ERVIN, Partner, Davis Polk & Wardwell LLP

11:00  Refreshment Break

11:15  MANAGING GLOBAL RISK: OPERATIONAL RISK vs. SYSTEMIC RISk

          JOHN GRAHAM, Head of Listed Derivatives, BNP Paribas

12:00  GLOBAL COLLATERAL MANAGEMENT: A PRACTICAL LOOK

          MICHAEL BARRETT, Partner, Global Collateral Management Solutions, LLC

12:45  Luncheon for Attendees, Speakers and Exhibitors

  1:45  GLOBAL TAX WITHHOLDING AND RECLAMATION

           WILLIAM J. SALVA, Vice President, BNP Paribas (Moderator)

           STEPHANIE L. TANGUAY, Associate Director, International Tax Services
              Ernst & Young LLP

           DANIELLE CLARK, Ernst & Young LLP

           PAUL HEFFERMAN, Managing Director, BNY Mellon

           LEN A. LIPTON, Managing Director, GlobeTax

  2:30  GLOBAL RECONCILIATIONS AND EXCEPTION MANAGEMENT

           RAVI MANCHI, Principal, Westwater Corp.

  3:15  IMPLEMENTING GLOBAL STANDARDS IN CORPORATE ACTIONS

           MALENE McMAHON, Senior Business Manager, SWIFT (Moderator)

           DANIEL THIEKE, Vice President, Asset Services Group,
              The Depository Trust & Clearing Corporation 

           QUINNIE LUONG, Senior Business Analyst, State Street Corporation

           FRANK BROUGH, Senior Director, Fidelity Investments/NFS

  4:15   Conference Concludes