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    GlobalOPS 2012
    Global Securities Operations & Compliance

    March 29, 2012, New York City (Financial District)

    Registration Fee: US$495.00    Exhibit    Location

    Preliminary Agenda

      8:30  Registration and Breakfast

      9:00  CHAIRPERSON'S OPENING REMARKS

               JAMES T. LEMAN, Managing Director, Westwater Corp.

      9:15  DEVELOPMENTS IN THE GLOBAL SECURITIES INFRASTRUCTURE

               JAMES T. LEMAN, Managing Director, Westwater Corp. (Moderator)

               LISA ARGENTO, Vice President, DTCC

               JANET McGRATH, Director & Head of NY Office, Euroclear Bank

               ANDREW I. RAND, Senior Vice President, Brown Brothers Harriman & Co.

    10:15  GLOBAL REGULATORY CHANGES AND THEIR IMPACT ON GLOBAL
                OPERATIONS

              MARGARET PARADIS, Partner, Morris, Manning & Martin, LLP (Moderator)

              NILEEMA PARGAONKER, Director, FINRA

              DIANNE MATTIOLI, Chief Compliance Officer, EIM Management USA Inc.

              SUSAN C. ERVIN, Partner, Davis Polk & Wardwell LLP

    11:00  Refreshment Break

    11:15  MANAGING GLOBAL RISK: OPERATIONAL RISK vs. SYSTEMIC RISk

              JOHN GRAHAM, Head of Listed Derivatives, BNP Paribas

    12:00  GLOBAL COLLATERAL MANAGEMENT: A PRACTICAL LOOK

              MICHAEL BARRETT, Partner, Global Collateral Management Solutions, LLC

    12:45  Luncheon for Attendees, Speakers and Exhibitors

      1:45  GLOBAL TAX WITHHOLDING AND RECLAMATION

               WILLIAM J. SALVA, Vice President, BNP Paribas (Moderator)

               STEPHANIE L. TANGUAY, Associate Director, International Tax Services
                  Ernst & Young LLP

               DANIELLE CLARK, Ernst & Young LLP

               PAUL HEFFERMAN, Managing Director, BNY Mellon

               LEN A. LIPTON, Managing Director, GlobeTax

      2:30  GLOBAL RECONCILIATIONS AND EXCEPTION MANAGEMENT

               RAVI MANCHI, Principal, Westwater Corp.

      3:15  IMPLEMENTING GLOBAL STANDARDS IN CORPORATE ACTIONS

               MALENE McMAHON, Senior Business Manager, SWIFT (Moderator)

               DANIEL THIEKE, Vice President, Asset Services Group,
                  The Depository Trust & Clearing Corporation
     

               QUINNIE LUONG, Senior Business Analyst, State Street Corporation

               FRANK BROUGH, Senior Director, Fidelity Investments/NFS

      4:15   Conference Concludes