Stanley D. Monsowitz
Stan Monsowitz is a Capital Markets, Brokerage & Risk Ops and Technology specialist who also is the Managing Partner of Global Financial Services Capital Markets/Securities IT Practice at a consulting firm. Stan has also written books on Mutual Fund Operations as well as Securities Processing and his clients include FINRA, the SEC and various major financial institutions looking for assistance building their Back-Office Clearing and Settlement business, Risk Management and Mutual Fund business. As a consultant, Stan integrates a management consulting practice within a global technology consulting company; he also designs and delivers Straight Through Processing (STP) Automation projects to Investment Managers, Mutual Fund companies, Stock Exchanges, broker/dealers and custodians worldwide. Stan has also worked as a Trainer for over 20 years and has given classes at most of the major global financial services firms. Stan is also an Industry Expert and Expert Witness, and has been called upon to testify at various legal proceedings.
Previously, he was the Managing Director for Financial Services at Luminant Worldwide Corporation. Prior to that, he was a Senior Partner at A.T. Kearney, responsible for the Global Capital Markets/Securities Consulting Practice and a senior executive at Cap Gemini America responsible for the Financial Services Practice. While at A.T. Kearney, he was responsible for a major consulting project in Korea, where he headed a project for the KDB (Korea Development Bank), as well as leading projects in China and other areas in Asia/Pacific.
In former positions, Stan has served as a senior level manager for such firms as SRI Consulting, PriceWaterhouse, Equitable Capital Management, and Paine Webber (now UBS) -- which have contributed to his vast and thorough knowledge of front-to-back office systems, operations, technology and ongoing developments. He is also an ongoing member of various Securities Industry Association (SIFMA) committees and is the US representative to the Canadian Securities Industry.
Educational Background:
Ph.D., Mathematics (ABD), New York University
M.B.A., St. John’s University
M.S., Mathematics, Yeshiva University
B.S., Mathematics, City College
Memberships
Advisory Commission Chairman for the New York City Technical College
New York City Chamber of Commerce, Member
Data Management Division of Wall Street, Business Procedures Committee member
Data Management Division of Wall Street, IT Committee member
Securities Industry & Financial Markets Association, Operations Committee member
Securities Operations Division, Committee member
Corporate Actions Division, Committee member
Canadian Capital Markets Association, ITPWG Committee member