Upcoming Training Seminars View all available classes
January 2012
Operational Risk Management January 12, 2012, New York City
Intensive Introduction to the Securities Industry January 17, 2012, New York City
Global Securities Trading, Settlement & Custody January 18, 2012, New York City
SEC Customer Protection Rule 15c3-3 January 19, 2012, New York City
Global Tax Withholding & Reclamation January 19, 2012, New York City
Money Laundering and AML Compliance January 23, 2012, New York City
Risk Management for Non-Quantssm January 24 - 25, 2012 New York City
Fixed Income 101: Products & Markets January 24, 2012, New York City
Fixed Income Trade Lifecycle January 25, 2012, New York City
SEC Net Capital Rule 15c3-1 January 25, 2012, New York City
MBS: Introduction to Securitization & Processing January 26, 2012, New York City
Basel III Masterclass January 30, 2012, New York City
The NEW US Equity Markets January 31, 2012, New York, City
February 2012
Repurchase Agreements (Repos) and Securities Lending February 6, 2012, New York City
Collateral Management February 7, 2012, New York City
Introduction to Structured Products February 14, 2012, New York City
Equity Trade Lifecycle February 14, 2012, New York City
Introduction to Commodities February 15, 2012, New York City
Introduction to Hedge Funds February 15, 2012, New York City
Hedge Fund Operations February 16, 2012, New York City
Introduction to Portfolio Management February 21, 2012, New York City
Introduction to Mutual Funds February 21, 2012, New York City
Mutual Fund Operations February 22, 2012, New York City
Mutual Fund Regulatory Compliance February 23, 2012, New York City
Corporate Actions Processing February 23, 2012, New York City
Introduction to Foreign Exchange February 23, 2012, New York City
Fixed Income Masterclass February 27, 2012, New York City
March 2012
Introduction to Portfolio Management March 8, 2012, Boston
Derivatives 101: Introduction to Derivative Products March 12, 2012, New York City
Derivatives 201: Trading Strategies & Valuation March 13, 2012, New York City
Capital Markets Bootcampsm March 13 - 14, 2012, New York City
Derivatives Lifecycle March 14, 2012, New York City
Bond Math Bootcamp March 19 - 20, 2012, New York City
Introduction to Electronic Trading March 21, 2012, New York City
Securities Operations Bootcamp March 21 - 22, 2012, New York City
Introduction to Credit Default Swaps March 26, 2012, New York City
Buyside Operational Best Practices March 27, 2012, New York City
Introduction to Options March 28, 2012, New York City
Global Corporate Actions March 28, 2012, New York City
Advanced Corporate Actions March 29, 2012, New York City
April 2012
Social Media Compliance in Financial Services Firms April 10, 2012, New York City
Social Media Now! Getting it Done in Today's Financial Services Firm April 11, 2012, New York City
Futures and Options MasterClass April 11 - 12, 2012, New York City
Broker-Dealer Compliance, Tier 1, Basic April 16 - 17, 2012, New York City
Broker-Dealer Compliance, Tier 2, Advanced April 18, 2012, New York City
Exchange Traded Funds: Products & Lifecycle April 18, 2012, New York City
Hedge Fund Compliance, Basic April 19, 2012, New York City
Insurance Compliance, Basic April 24, 2012, New York City
Investment Advisor Compliance, Tier 1, Basic April 25, 2012, New York City
Investment Advisor Compliance, Tier 2, Advanced April 26, 2012, New York City
May 2012
Advanced Credit Derivatives May 14, 2012, New York City
Alternative Investment Portfolio Management May 15, 2012, New York City
Intermediate Options: Beyond the Basics May 16, 2012, New York City
Intro to Energy Markets May 17, 2012, New York City
SEC Customer Protection Rule 15c3-3 May 17, 2012, New York City