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    Training Seminars

    The following seminars are available from Financial Markets World. Not all classes are offered for open enrollment every semester. All classes are available for in-house presentation at your firm.

    Introductory Classes

    Intensive Introduction to the Securities Industry
    Capital Markets Bootcamp
    Introduction to Commodities
    Introduction to Foreign Exchange
    Exchange Traded Funds: Products and Lifecycle
    Introduction to Options
    Introduction to Electronic Trading
    Banking Fundamentals

    Fixed Income

    Fixed Income 101
    Fixed Income Trade Lifecycle
    Fixed Income Masterclass
    MBS Securitization and Processing
    Introduction to Structured Products
    Bond Math Bootcamp

    Securities Operations

    Securities Operations Bootcamp
    Buyside Operational Best Practices
    Corporate Actions Processing
    Advanced Corporate Actions
    Equity Trade Lifecycle
    Fixed Income Trade Lifecycle
    Global Markets, Trading & Settlement
    Global Custody, Foreign Exchange & Governance
    Global Tax Withholding and Reclamation
    Global Corporate Actions
    Hedge Fund Operations
    MBS Securitization and Processing
    Repos and Securities Lending
    Collateral Management
    Exchange Traded Funds: Products and Lifecycle
    Introduction to Brokerage Operations

    Global Investment, Operations and Compliance

    Global Markets, Trading & Settlement
    Global Custody, Foreign Exchange & Governance
    Global Tax Withholding and Reclamation
    Global Corporate Actions
    Basel III Masterclass

    Investment Management, Mutual Funds and Hedge Funds

    Introduction to Hedge Funds
    Hedge Fund Operations
    Introduction to Portfolio Management
    Introduction to Mutual Funds
    Mutual Fund Operations
    Mutual Fund Regulatory Compliance
    Exchange Traded Funds: Products and Lifecycle

    Derivatives

    Derivatives 101: Products & Lifecycle
    Derivatives 201: Trading Strategies & Valuation
    Hedge Accounting for Derivatives
    Introduction to Commodities
    Introduction to Foreign Exchange
    Introduction to Credit Default Swaps
    Advanced Credit Derivatives
    Introduction to Options
    Intermediate Options
    Futures and Options Masterclass
    Introduction to Energy Markets

    Risk Management

    Risk Management for Non-Quants
    Operational Risk
    Basel III Masterclass
    Introduction to Credit Default Swaps
    Advanced Credit Derivatives

    Accounting

    SEC Net Capital Rule 15c3-1
    SEC Customer Protection Rule 15c3-3
    Hedge Accounting for Derivatives
    Securities Valuation for Non-Quants

    Trading and Market Structure

    Capital Markets Bootcamp
    The NEW US Equity Markets
    Introduction to Electronic Trading
    Algorithmic Trading
    Transaction Cost Analysis

    Regulatory and Compliance

    Maximizing Surveillance Search
    Social Media Compliance in Financial Markets

    Basel III Masterclass

    Mutual Fund Regulatory Compliance

    Compliance 101 for IT Professionals
    Broker-Dealer Compliance, Tier 1, Basic

    Broker-Dealer Compliance, Tier 2, Advanced

    Hedge Fund Compliance, Basic
    Insurance Compliance, Basic
    Investment Advisor Compliance, Tier 1, Basic
    Investment Advisor Compliance, Tier 2, Advanced