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TRAINING SEMINARS |
New York, Feb. 24, 2009 |
Intro to
Electronic Trading |
7
CPE Credits |
New York, Feb. 25 - 26, 2009 |
Intro
to Brokerage Operations |
14
CPE Credits |
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New York, Mar. 17, 2009 |
Operational Risk: A Practical Approach |
7
CPE Credits |
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London, Mar. 23, 2009 |
Operational Risk: A Practical Approach |
7
CPE Credits |
New York, Mar. 24, 2009 |
Fundamentals of Banking |
7
CPE Credits |
New York, April
27, 2009 |
Fixed
Income 101 |
7
CPE Credits |
New York, April 29,
2009 |
Fixed
Income Lifecycle |
7
CPE Credits |
New York, May 12 -
13, 2009 |
Risk Management
for Non-Quants |
14
CPE Credits |
New York, May 27,
2009 |
SEC
Net Capital Rule 15c3-1 |
7
CPE Credits |
New York, June 2,
2009 |
Corporate Actions Processing |
7
CPE Credits |
New York, June 9 -
10, 2009 |
Compliance 101 for IT Professionals |
14
CPE Credits |
New York, June 9 -
10, 2009 |
Capital Markets BootCamp |
14
CPE Credits |
New York, June 10
- 11, 2009 |
Global Trade, Settlement & Custody |
14
CPE Credits |
New York, August 4,
2009 |
Intensive Introduction to the Securities Industry |
7
CPE Credits |
New York, August 5
- 6, 2009 |
Securities Operations BootCamp |
14
CPE Credits |
New York, October
29, 2009 |
SEC Customer
Protection Rule 15c3-3 |
7
CPE Credits |
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CONFERENCES |
New York, Sept. 23, 2009 |
Second Annual Conference on
Institutional Options Trading |
7
CPE Credits |
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