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2010 TRAINING SEMINARS |
New York, Jan 19,
2010 |
Intensive Introduction to the Securities Industry (Sold Out) |
7
CPE Credits |
New York, Jan. 26,
2010 |
Introduction to Hedge Funds |
7
CPE Credits |
New York, Jan. 27,
2010 |
Hedge
Fund Operations |
7
CPE Credits |
New York, Jan. 27 -
28, 2010 |
Risk
Management for Non-Quants |
14
CPE Credits |
New York, Jan. 28,
2010 |
SEC Customer
Protection Rule 15c3-3 |
7
CPE Credits |
New York, Feb.
16, 2010 |
Derivatives 101: Products & Lifecycle |
7
CPE Credits |
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New York, Feb. 17,
2010 |
Derivatives 201: Trading Strategies & Valuation |
7
CPE Credits |
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New York, Feb. 22, 2010 |
Operational Risk: A Practical Approach |
7
CPE Credits |
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New York, Feb. 25,
2010 |
Global Securities Trading, Settlement & Custody |
7
CPE Credits |
New York, Mar. 09,
2010 |
SEC
Net Capital Rule 15c3-1 |
7
CPE Credits |
New York, Mar. 16,
2010 |
Corporate Actions Processing |
7
CPE Credits |
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New York, Mar. 22,
2010 |
Fixed
Income 101: Products and Markets |
7
CPE Credits |
New York, Mar. 23,
2010 |
Fixed
Income Trade Lifecycle |
7
CPE Credits |
New York, Mar. 24, 2010 |
Fixed
Income MasterClass |
7
CPE Credits |
New York, Mar. 24, 2010 |
Hedge
Accounting |
7
CPE Credits |
New York, Mar. 24
- 25, 2010 |
Securities Operations BootCamp |
14
CPE Credits |
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New York, Mar. 25, 2010 |
MBS:
Introduction to Securitization & Processing |
7
CPE Credits |
New York, Mar. 25, 2010 |
Global Custody / Agent Due Diligence |
7
CPE Credits |
New York, Apr. 19 -
20, 2010 |
Risk
Management for Non-Quants |
14
CPE Credits |
New York, Apr. 20,
2010 |
Introduction to Hedge Funds |
7
CPE Credits |
New York, Apr. 21,
2010 |
Hedge
Fund Operations |
7
CPE Credits |
New York, Apr. 29,
2010 |
SEC Customer
Protection Rule 15c3-3 |
7
CPE Credits |
Chicago, Apr.
29, 2010 |
Derivatives 101: Products & Lifecycle |
7
CPE Credits |
Chicago, Apr.
30, 2010 |
Derivatives 201: Trading Strategies & Valuation |
7
CPE Credits |
Boston, May 03,
2010 |
Fixed
Income 101: Products and Markets |
7
CPE Credits |
Boston, May 03,
2010 |
SEC
Net Capital Rule 15c3-1 |
7
CPE Credits |
Boston, May 04,
2010 |
Fixed
Income Trade Lifecycle |
7
CPE Credits |
Boston, May 04,
2010 |
SEC Customer
Protection Rule 15c3-3 |
7
CPE Credits |
New York, May 12,
2010 |
Global Securities Trading, Settlement & Custody |
7
CPE Credits |
Chicago, May 19 -
20, 2010 |
Risk
Management for Non-Quants |
14
CPE Credits |
New York, May
25, 2010 |
Derivatives 101: Products & Lifecycle |
7
CPE Credits |
New York, May
26, 2010 |
Derivatives 201: Trading Strategies & Valuation |
7
CPE Credits |
New York, June 1,
2010 |
SEC
Net Capital Rule 15c3-1 |
7
CPE Credits |
New York, June 2,
2010 |
Equity Trade Lifecycle |
7
CPE Credits |
New York, June 3,
2010 |
Corporate Actions Processing |
7
CPE Credits |
New York, June 2,
2010 |
Global Tax Withholding & Reclamation |
7
CPE Credits |
New York, June 7,
2010 |
Introduction to Carbon Trading and Other Environmental
Markets |
7
CPE Credits |
New York, June 7,
2010 |
Fixed
Income 101: Products and Markets |
7
CPE Credits |
New York, June 8,
2010 |
Fixed
Income Trade Lifecycle |
7
CPE Credits |
New York, June 9,
2010 |
Fixed
Income MasterClass |
7
CPE Credits |
New York, June 10,
2010 |
MBS:
Introduction to Securitization & Processing |
7
CPE Credits |
New York, June 15,
2010 |
Intensive Introduction to the Securities Industry |
7
CPE Credits |
New York, June 16,
2010 |
Global Securities Trading, Settlement & Custody |
7
CPE Credits |
New York, Aug. 2 -
3, 2010 |
Capital Markets BootCamp (sm) |
14
CPE Credits |
New York, Aug. 10,
2010 |
The NEW US Equity Markets |
7
CPE Credits |
New York, Aug. 11 -
12, 2010 |
Securities Operations BootCamp(tm) |
14
CPE Credits |
New York, Sept. 14,
2010 |
Intensive Introduction to the Securities Industry |
7
CPE Credits |
New York, Sept. 15,
2010 |
Equity Trade Lifecycle |
7
CPE Credits |
New York, Sept.
16, 2010 |
Global Securities Trading, Settlement & Custody |
7
CPE Credits |
New York, Sept.
20, 2010 |
Fixed
Income 101: Products and Markets |
7
CPE Credits |
New York, Sept. 21,
2010 |
Fixed
Income Trade Lifecycle |
7
CPE Credits |
New York, Sept. 22,
2010 |
MBS:
Introduction to Securitization & Processing |
7
CPE Credits |
New York, Sept. 29,
2010 |
SEC Customer
Protection Rule 15c3-3 |
7
CPE Credits |
New York, Oct. 7,
2010 |
SEC
Net Capital Rule 15c3-1 |
7
CPE Credits |
New York, Oct. 21,
2010 |
Global Tax Withholding & Reclamation |
7
CPE Credits |
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CONFERENCES |
New York, Sept. 27, 2010
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Fourth Annual Conference
Social Media
Compliance in the Financial Services Industry |
7
CPE Credits |
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